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Securities Regulatory Handbook, 1996-1997
Language: en
Pages: 168
Authors: McGraw-Hill Higher Education
Categories: Law
Type: BOOK - Published: 1996 - Publisher: McGraw-Hill/Irwin

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The Securities Regulatory Handbook
Language: en
Pages: 164
Authors: PricewaterhouseCoopers
Categories: Business & Economics
Type: BOOK - Published: 2001 - Publisher: M.E. Sharpe

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A guide, for financial institutions, to constraints on securities underwriting, brokerage activities, and trading and investments. It provides background and in
The Securities Regulatory Handbook
Language: en
Pages: 148
Authors: PricewaterhouseCoopers (Firm)
Categories: Banking law
Type: BOOK - Published: 1998 - Publisher: M.E. Sharpe

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Rapid changes are occurring in the rules governing banking securities activities. This volume guides financial institutions around the constraints on securities
The Securities Compliance Handbook
Language: en
Pages: 136
Authors: Price Waterhouse (Firm)
Categories:
Type: BOOK - Published: 1995 - Publisher: Irwin Professional Publishing

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This volume provides both the statutory background and current regulatory interpretations necessary to understand this rapidly changing field. It offers insight
Handbook on Securities Laws
Language: en
Pages: 644
Authors: Gaurav Pingle
Categories: Law
Type: BOOK - Published: 2021-06-10 - Publisher: Bloomsbury Publishing

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About the Book 'Securities Law' is not independent topic in itself and to understand the subject, the student or professional should be aware of some basic and
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