The Securities Regulatory Handbook
Download or Read eBook The Securities Regulatory Handbook PDF written by PricewaterhouseCoopers and published by M.E. Sharpe. This book was released on 2001 with total page 164 pages. Available in PDF, EPUB and Kindle.
| Author | : PricewaterhouseCoopers |
| Publisher | : M.E. Sharpe |
| Total Pages | : 164 |
| Release | : 2001 |
| ISBN-10 | : 0765606542 |
| ISBN-13 | : 9780765606549 |
| Rating | : 4/5 (42 Downloads) |
Book Synopsis The Securities Regulatory Handbook by : PricewaterhouseCoopers
Book excerpt: A guide, for financial institutions, to constraints on securities underwriting, brokerage activities, and trading and investments. It provides background and interprets bank securities laws covering underwriting, trading; mutual funds; and derivative products and overseas securities activities.
