Search Results

A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry

Download or Read eBook A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry PDF written by Dick Frase and published by Sweet & Maxwell. This book was released on 2012 with total page 365 pages. Available in PDF, EPUB and Kindle.
A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry
Author :
Publisher : Sweet & Maxwell
Total Pages : 365
Release :
ISBN-10 : 9780414049413
ISBN-13 : 0414049411
Rating : 4/5 (13 Downloads)

Book Synopsis A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry by : Dick Frase

Book excerpt: This title examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry


A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry Related Books

A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry
Language: en
Pages: 365
Authors: Dick Frase
Categories: Business & Economics
Type: BOOK - Published: 2012 - Publisher: Sweet & Maxwell

DOWNLOAD EBOOK

This title examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other i
Conflict of Interest in the Professions
Language: en
Pages: 364
Authors: Michael Davis
Categories: Conflict of interests
Type: BOOK - Published: 2001 - Publisher: Oxford : Oxford University Press

DOWNLOAD EBOOK

Conflicts of interest pose special problems for the professions. Even the appearance of a conflict of interest can undermine essential trust between professions
A Practitioner's Guide to the Financial Services Authority Listing Regime, 2012/2013
Language: en
Pages: 478
Authors:
Categories: Business & Economics
Type: BOOK - Published: 2012-06 - Publisher: Sweet & Maxwell

DOWNLOAD EBOOK

Consumer and SME Credit Law
Language: en
Pages: 2649
Authors: Nora Beausang
Categories: Law
Type: BOOK - Published: 2021-12-16 - Publisher: Bloomsbury Publishing

DOWNLOAD EBOOK

With 2000+ pages of guidance, this important new textbook provides an extensive and in-depth guide to the current labyrinthine regulatory regime relating to con
Conflicts of Interest in the Financial Services Industry
Language: en
Pages: 144
Authors: Andrew Crockett
Categories: Conflict of interests
Type: BOOK - Published: 2003 - Publisher: Centre for Economic Policy Research

DOWNLOAD EBOOK

The fifth report in this series focuses on conflicts of interest that arise when a firm combines multiple lines of business, creating multiple interests. Confli
Scroll to top