Search Results

Investment Adviser Regulation in a Nutshell

Download or Read eBook Investment Adviser Regulation in a Nutshell PDF written by Jeffrey J. Haas and published by West Academic Publishing. This book was released on 2008 with total page 0 pages. Available in PDF, EPUB and Kindle.
Investment Adviser Regulation in a Nutshell
Author :
Publisher : West Academic Publishing
Total Pages : 0
Release :
ISBN-10 : 0314172653
ISBN-13 : 9780314172655
Rating : 4/5 (53 Downloads)

Book Synopsis Investment Adviser Regulation in a Nutshell by : Jeffrey J. Haas

Book excerpt: Softbound - New, softbound print book.


Investment Adviser Regulation in a Nutshell Related Books

Investment Adviser Regulation in a Nutshell
Language: en
Pages: 0
Authors: Jeffrey J. Haas
Categories: Brokers
Type: BOOK - Published: 2008 - Publisher: West Academic Publishing

DOWNLOAD EBOOK

Softbound - New, softbound print book.
Investment Adviser Regulation
Language: en
Pages: 0
Authors: Clifford E. Kirsch
Categories: Business & Economics
Type: BOOK - Published: 2006 - Publisher:

DOWNLOAD EBOOK

Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law gives you the thorough regulatory guidance you need to understand the rules curren
Investment Adviser's Legal and Compliance Guide
Language: en
Pages: 1060
Authors: Terrance J. O'Malley
Categories: Law
Type: BOOK - Published: 2013-01-01 - Publisher: Wolters Kluwer

DOWNLOAD EBOOK

Investment Adviser's Legal and Compliance Guide, Second Edition is an invaluable guide written to assist attorneys and investment advisers in both drafting thei
Investor and Industry Perspectives on Investment Advisers and Broker-Dealers
Language: en
Pages: 151
Authors: Angela A. Hung
Categories: Law
Type: BOOK - Published: 2008-03-12 - Publisher: Rand Corporation

DOWNLOAD EBOOK

In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investmen
Regulation of Investment Advisers
Language: en
Pages:
Authors: Thomas P. Lemke
Categories: Investment advisors
Type: BOOK - Published: 2015 - Publisher:

DOWNLOAD EBOOK

Scroll to top