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Investment Company Act Release
Language: en
Pages: 974
Authors: United States. Securities and Exchange Commission
Categories: Mutual funds
Type: BOOK - Published: 1967 - Publisher:

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Investment Company Determination Under the 1940 Act
Language: en
Pages: 1100
Authors: Robert H. Rosenblum
Categories: Law
Type: BOOK - Published: 1997 - Publisher: Aspen Publishers

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This is the first book to focus solely and comprehensively on the sections of the Investment Company Act of 1940 that deal with exemptions and exceptions, many
Investment Adviser's Legal and Compliance Guide
Language: en
Pages: 1060
Authors: Terrance J. O'Malley
Categories: Law
Type: BOOK - Published: 2013-01-01 - Publisher: Wolters Kluwer

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Investment Adviser's Legal and Compliance Guide, Second Edition is an invaluable guide written to assist attorneys and investment advisers in both drafting thei
Investment Adviser Regulation
Language: en
Pages: 0
Authors: Clifford E. Kirsch
Categories: Business & Economics
Type: BOOK - Published: 2006 - Publisher:

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Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law gives you the thorough regulatory guidance you need to understand the rules curren
Holding Company Act. Release
Language: en
Pages: 428
Authors: United States. Securities and Exchange Commission
Categories:
Type: BOOK - Published: 1941 - Publisher:

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