Search Results

Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds (Us Securities and Exchange Commission Regulation) (Sec) (2018 Edition)

Download or Read eBook Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds (Us Securities and Exchange Commission Regulation) (Sec) (2018 Edition) PDF written by The Law Library and published by Independently Published. This book was released on 2019-01-27 with total page 616 pages. Available in PDF, EPUB and Kindle.
Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds (Us Securities and Exchange Commission Regulation) (Sec) (2018 Edition)
Author :
Publisher : Independently Published
Total Pages : 616
Release :
ISBN-10 : 1795246731
ISBN-13 : 9781795246736
Rating : 4/5 (31 Downloads)

Book Synopsis Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds (Us Securities and Exchange Commission Regulation) (Sec) (2018 Edition) by : The Law Library

Book excerpt: The Law Library presents the complete text of the Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition). Updated as of May 29, 2018 The OCC, Board, FDIC, and SEC (individually, an "Agency," and collectively, "the Agencies") are adopting a rule that would implement section 13 of the BHC Act, which was added by section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). Section 13 contains certain prohibitions and restrictions on the ability of a banking entity and nonbank financial company supervised by the Board to engage in proprietary trading and have certain interests in, or relationships with, a hedge fund or private equity fund. This ebook contains: - The complete text of the Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition) - A dynamic table of content linking to each section - A table of contents in introduction presenting a general overview of the structure


Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds (Us Securities and Exchange Commission Regulation) (Sec) (2018 Edition) Related Books

Scroll to top