Search Results

Series 63 Exam Secrets Study Guide

Download or Read eBook Series 63 Exam Secrets Study Guide PDF written by Series 63 Exam Secrets Test Prep and published by . This book was released on 2018-04-12 with total page 0 pages. Available in PDF, EPUB and Kindle.
Series 63 Exam Secrets Study Guide
Author :
Publisher :
Total Pages : 0
Release :
ISBN-10 : 1610728599
ISBN-13 : 9781610728591
Rating : 4/5 (99 Downloads)

Book Synopsis Series 63 Exam Secrets Study Guide by : Series 63 Exam Secrets Test Prep

Book excerpt: ***Includes Practice Test Questions*** Series 63 Exam Secrets helps you ace the Uniform Securities Agent State Law Examination / Blue Sky Law Exam, without weeks and months of endless studying. Our comprehensive Series 63 Exam Secrets study guide is written by our exam experts, who painstakingly researched every topic and concept that you need to know to ace your test. Our original research reveals specific weaknesses that you can exploit to increase your exam score more than you've ever imagined. Series 63 Exam Secrets includes: The 5 Secret Keys to Series 63 Test Success: Time is Your Greatest Enemy, Guessing is Not Guesswork, Practice Smarter, Not Harder, Prepare, Don't Procrastinate, Test Yourself; A comprehensive General Strategy review including: Make Predictions, Answer the Question, Benchmark, Valid Information, Avoid Fact Traps, Milk the Question, The Trap of Familiarity, Eliminate Answers, Tough Questions, Brainstorm, Read Carefully, Face Value, Prefixes, Hedge Phrases, Switchback Words, New Information, Time Management, Contextual Clues, Don't Panic, Pace Yourself, Answer Selection, Check Your Work, Beware of Directly Quoted Answers, Slang, Extreme Statements, Answer Choice Families; Comprehensive sections including: Uniform Securities Act, Role of the Administrator, Reasons for Registration Denial, Federally Covered Securities, Authority of State Administrators, Bank Secrecy Act, Red Flags, General Enforcement, Securities Investor Protection Act, Money Laundering, Characteristics of Investment Advisers, Broker Activities, Security Sales, Dealer Activities, ERISA, Basic Registration Requirements, Bond Requirements, Prohibited Business Practices, Record Keeping Requirements, Investment Contracts, Authorization Requirements, Registration by Coordination, Exempt Security Transactions, Material Facts, Investment Adviser's Act of 1940, Broker-Dealer Ethics, Currency and Foreign Transactions Reporting Act, Use of Guarantees, and much more...


Series 63 Exam Secrets Study Guide Related Books

Series 63 Exam Secrets Study Guide
Language: en
Pages: 0
Authors: Series 63 Exam Secrets Test Prep
Categories: Study Aids
Type: BOOK - Published: 2018-04-12 - Publisher:

DOWNLOAD EBOOK

***Includes Practice Test Questions*** Series 63 Exam Secrets helps you ace the Uniform Securities Agent State Law Examination / Blue Sky Law Exam, without week
Series 63 Practice Exams and Study Guide
Language: en
Pages: 104
Authors: Philip Martin McCaulay
Categories:
Type: BOOK - Published: 2014-07-31 - Publisher: CreateSpace

DOWNLOAD EBOOK

Series 63 Practice Exams and Study Guide will help investment professionals pass the Uniform Securities Agent State Law Examination. The book contains four prac
Pass the 6
Language: en
Pages: 363
Authors: Robert Mark Walker
Categories: Business & Economics
Type: BOOK - Published: 2006 - Publisher: First Books

DOWNLOAD EBOOK

Do the terms collaterized mortgage obligation, subordinated debenture, and pass-through certificate give you a headache? Do you need to take the Series 6 exam?
Series 63 Practice Exams and Study Guide
Language: en
Pages: 104
Authors: Philip Martin McCaulay
Categories: Study Aids
Type: BOOK - Published: 2014-04-22 - Publisher: CreateSpace

DOWNLOAD EBOOK

Series 63 Practice Exams and Study Guide will help investment professionals pass the Uniform Securities Agent State Law Examination. The book contains four prac
Series 7 Study Guide
Language: en
Pages: 200
Authors: Series 7 Exam Prep Review Team
Categories:
Type: BOOK - Published: 2017-11-07 - Publisher: Test Prep Books

DOWNLOAD EBOOK

Series 7 Study Guide: Test Prep Manual & Practice Exam Questions for the FINRA Series 7 Licence Exam Developed for test takers trying to achieve a passing score
Scroll to top